As a Surveillance Analyst, you will perform market surveillance and aid in maintaining/improving our internal surveillance system.
Your responsibilities will include:
- Market Monitoring: Utilize monitoring tools and data analytics to oversee real-time trading activities across our markets.
- Surveillance Strategy: Develop and implement comprehensive surveillance strategies to detect and prevent market manipulation, insider trading, and other fraudulent activities. Continuously enhance and optimize surveillance systems to stay ahead of emerging risks and regulatory requirements.
- Incident Investigation: Conduct in-depth investigations of identified anomalies or suspicious trading patterns, generating reports, and presenting findings to relevant stakeholders, including regulatory authorities if necessary.
- Risk Management: Identify potential risks and vulnerabilities in the trading environment, developing and implementing risk mitigation strategies. Proactively work to prevent potential security breaches and operational disruptions.
- Technology Enhancement: Partner with the technology team to recommend and implement improvements to surveillance systems, databases, and data processing capabilities.
- Reporting and Documentation: Prepare comprehensive reports on surveillance activities, findings, and trends for management and regulatory agencies as required. Maintain accurate and up-to-date documentation of surveillance procedures and investigations.