- Builds effective relationships with other internal business control groups and the second and third lines of defense (such as Legal, Compliance, Enterprise Risk, and Audit).
- Assists with the execution of Business Controls functions within risk programs
- May assist in the coordination for updates to archive systems (e.g., Open Pages, PPM, etc.).
- Works with LOB to identify initial set of inherent risks and controls and identifies applicable governance processes.
- Partner with support functions or risk experts to identify applicable Enterprise and risk appetite indicators.
- May have additional responsibilities as assigned by LOB/Function leadership and Risk.
MINIMUM KNOWLEDGE AND SKILLS REQUIRED:
- Bachelor’s degree or equivalent experience required in the financial service industry, risk management, business controls or compliance
- Desired degrees: Business, IT, Accounting, Finance and Economics.
- Professional verbal and written communication skills and the ability to communicate with discretion and understanding when confidentiality is needed.
- Must be analytical and possess ability to interpret and apply policies and regulations across a complex business.
- Must identify opportunities and take action to build trusting strategic internal and external relationships and networks.
